GBC Asset Management Inc.

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A message to Prospective Investors (VIDEO) Pembroke has an excellent reputation in the market place. A small, stable organisation that ensures investors are looked after by aligning their interests with those of their clients and providing unparalleled client service.

We will acknowledge receipt of complaints promptly, generally within five days. We review all complaints fairly, taking into account all relevant documents and statements obtained from the client, our records, or other staff members and any other relevant source. Once our investigation is complete we provide clients with our response, which will be in writing if the complaint was made in writing. Our response may be an offer to resolve your complaint, a denial of the complaint with reasons or another appropriate response.

We strive to develop and maintain relationships with our clients that endure. Achieving this objective requires superior, long-term investment returns and anticipation of client needs on our part, coupled with a sound understanding of our investment philosophy on our clients’ part. We have not changed our investment approach nor our investment options for over 20 years, as successful investing involves discipline and patience. We purposely work with investment managers whose teams and investment processes have withstood the test of time.

We are an investment-driven and not a sales-driven organization: we intend to grow our business primarily by increasing our clients’ assets through investment performance. As a boutique, Pembroke Private Wealth Management’s committed employees have developed strong relationships with their clients and continue to provide them exemplary service We invest alongside our clients, aligning our long-term interests squarely with those of our clients. In fact, the employees of GBC and Pembroke are the largest shareholder group in the GBC funds.

Pembroke Private Wealth Management (“PPW”) is the private client division of Pembroke Management Ltd. (“Pembroke”), an investment funds dealer and is solely dedicated to offering high net worth individuals and their families high quality, growth oriented investment funds. PPW’s prime mission is to put the long-term interests of its existing clients first. To that end, we are organized and operate differently than most investment managers in Canada. We believe in keeping it small, keeping it simple, and aligning our interests with those of our clients.

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